New York, United States; San Jose, California, United States•San Jose, United States (US)
Remote
Senior
Full Time
about 1 month ago
💰$143,000 - $214,000
compliancecryptofinancial_servicessenior_levellegalsurveillanceAIautomation
Requirements
- •6+ years of experience in compliance, surveillance operations, or legal at a financial services, fintech, or crypto firm
- •Hands-on experience with eComms surveillance platforms
- •Deep proficiency in compliance frameworks, policies, and regulatory requirements
- •Proven ability to build and scale compliance programs in a fast-moving environment with limited structure
- •Strong operational instincts and ability to execute independently
- •Ability to identify complex compliance issues and develop practical, risk-based solutions
- •Track record of developing team members and elevating the work of those around you
- •Strong written communication for case documentation, escalation reporting, and governance materials
What You'll Do
- •Lead the design and build of scalable compliance programs and controls across Anti-Bribery & Corruption, Investigations, Conflicts of Interest, and eComms surveillance
- •Own and advance eComms surveillance controls and operational processes including onboarding and integration of new tools and platforms
- •Drive eComms surveillance program oversight including monitoring coverage, assessing performance, identifying systemic gaps, and escalating material issues
- •Lead investigation intake processes including triage, case documentation, and whistleblower report handling
- •Lead COI monitoring and maintain full oversight of conflicts disclosures, flagging anomalies and driving escalations to resolution
- •Identify and resolve complex compliance issues across program areas, develop practical solutions, and escalate with documented rationale
- •Manage compliance workstreams such as policy drafts, program assessments, control builds, and gap analyses
- •Drive adoption of AI and automation to enhance review quality, reduce manual effort, and scale program coverage
- •Own governance reporting across the Compliance & Ethics function including KPI/KRI tracking and senior leadership updates
- •Develop and guide team members across compliance workflows, program operations, and platform tools
Nice to Have
- •Experience in crypto or digital assets
- •Experience with AI-assisted review workflows or compliance automation tools
- •Exposure to regulatory requirements governing eComms surveillance such as CFTC, FCA, MAS, ASIC, or equivalent
- •Familiarity with internal investigations, COI monitoring, conflicts register management, or OBA review processes
- •Prior experience in a compliance function being built or scaled from the ground up
Benefits
- •Competitive total compensation package
- •L&D programs and Education subsidy for employees' growth and development
- •Various team building programs and company events
- •Additional benefits disclosed during the hiring process
About OKX
OKX is the second largest global crypto exchange by trading volume and a leading Web3 ecosystem.
Victoria, Seychelles
1000 - 5000
Blockchain & Cryptocurrency